DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael John Brandone
Feed of 09/15/2026
Also filed as Michael John Brandone
At current firm
7 y
since Jan 3, 2019
In the industry
30 y
since Aug 1, 1996 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Asset Allocation Strategies, LLC independent RIA currentsince Jan 3, 2019 · Farmington, Mi
- Trutoro formerJul 13, 2017 to Dec 13, 2018 · Frisco, Tx
- Simplyria Advisor Network independent RIAMay 22, 2017 to Jul 19, 2017 · Frisco, Tx
- Eagle Financial Advisors, LLC formerSep 16, 2013 to May 26, 2015 · Frisco, Tx
- Calton & Associates, Inc. independent RIAMay 24, 2013 to Dec 22, 2014 · Tampa, Fl
- Questar Asset Management, Inc. formerAug 22, 2011 to Apr 1, 2013 · Minneapolis, Mn
- Signator Financial Services, Inc. formerFeb 9, 2010 to Aug 23, 2011 · Bellevue, Wa
- Torrey Pines Securities, Inc. unclassifiedDec 10, 2008 to Dec 31, 2009 · Del Mar, Ca
- Msi Financial Services, Inc. formerMay 3, 2006 to Feb 19, 2008 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Trutoro to Asset Allocation Strategies, LLCleft Dec 13, 2018, registered Jan 3, 2019 (21 days) · RIA to RIA
- Simplyria Advisor Network to Trutoroleft Jul 19, 2017, registered Jul 13, 2017 (-6 days) · Other
- Eagle Financial Advisors, LLC to Simplyria Advisor Networkleft May 26, 2015, registered May 22, 2017 (727 days) · Other
- Calton & Associates, Inc. to Eagle Financial Advisors, LLCleft Dec 22, 2014, registered Sep 16, 2013 (-462 days) · Other
- Questar Asset Management, Inc. to Calton & Associates, Inc.left Apr 1, 2013, registered May 24, 2013 (53 days) · Other
- Signator Financial Services, Inc. to Questar Asset Management, Inc.left Aug 23, 2011, registered Aug 22, 2011 (-1 days) · Other
- Torrey Pines Securities, Inc. to Signator Financial Services, Inc.left Dec 31, 2009, registered Feb 9, 2010 (40 days) · Other
- Msi Financial Services, Inc. to Torrey Pines Securities, Inc.left Feb 19, 2008, registered Dec 10, 2008 (295 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address