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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Geoffrey P Jarocki

Advisor at EDWARD JONES

Fairview, TX | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:a9dd3976-c920-efa8-c65c-33d8f47daff9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 5, 2004
First registration: Oct 4, 2004
Dual registered: yes, broker-dealer
Other names: GEOFFREY PAUL JAROCKI
IAPD individual key: 3114138

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Aug 27, 2026	n/a	yes	Fairview, TX\|ST. LOUIS, MO	Current employment
ICON ADVISERS, INC.	Other adviser	Jul 23, 2014	Mar 17, 2017	no	GREENWOOD VILLAGE, CO\|FAIRVIEW, TX	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 20, 2006	Jun 18, 2014	no	BOSTON, MA	Previous registration
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Oct 4, 2004	Apr 20, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ICON ADVISERS, INC.	EDWARD JONES	Mar 17, 2017	Aug 27, 2026	3,450	Firm change after gap	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	ICON ADVISERS, INC.	Jun 18, 2014	Jul 23, 2014	35	Firm change	Other
AMUNDI ASSET MANAGEMENT US, INC.	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Apr 20, 2006	Apr 20, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Aug 27, 2026 to presentfactForm ADV
→ ICON ADVISERS, INC.Registered adviserregistration: previous registration
Jul 23, 2014 to Mar 17, 2017factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 20, 2006 to Jun 18, 2014factForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Oct 4, 2004 to Apr 20, 2006factForm ADV

Dated events

No dated event names this entity yet.