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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CLAIRE E SOJA

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

Littleton, MA | Wellesley, MA | TAMPA, FL

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Search this name across graphsid dfx:ria:a9ebb7e8-a188-8f0f-22c7-532ac55a0a17

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Jul 18, 1994
First registration: Jun 23, 2005
Dual registered: yes, broker-dealer
Other names: CLARIE SOJA|CLAIRE ELAINE SHAPIRO|CLAIRE ELAINE SOJA|CLAIRE E SOJA
IAPD individual key: 2521634

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Aug 12, 2022	n/a	yes	TAMPA, FL\|Wellesley, MA\|Littleton, MA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 17, 2021	Aug 23, 2022	no	Boston, MA	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	May 7, 2021	May 24, 2021	no	BOSTON, MA	Previous registration
WINSLOW, EVANS & CROCKER, INC.	Former SEC adviser	Aug 4, 2014	Apr 13, 2021	no	BOSTON, MA\|BOSTON, MA	Previous registration
DETWILER FENTON INVESTMENT MANAGEMENT LLC	Former SEC adviser	Aug 25, 2010	Jul 31, 2014	no	BOSTON, MA	Previous registration
DETWILER FENTON & CO.	n/a	Jun 23, 2005	Dec 1, 2010	no	BOSTON, MA\|BOSTON, MA\|BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CAPITOL SECURITIES MANAGEMENT, INC.	Aug 23, 2022	Aug 12, 2022	-11	Firm change	Ibd to RIA
B. RILEY WEALTH ADVISORS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	May 24, 2021	May 17, 2021	-7	Firm change	Ibd to ibd
WINSLOW, EVANS & CROCKER, INC.	B. RILEY WEALTH ADVISORS, INC.	Apr 13, 2021	May 7, 2021	24	Firm change	RIA to ibd
DETWILER FENTON INVESTMENT MANAGEMENT LLC	WINSLOW, EVANS & CROCKER, INC.	Jul 31, 2014	Aug 4, 2014	4	Firm change	Other
DETWILER FENTON & CO.	DETWILER FENTON INVESTMENT MANAGEMENT LLC	Dec 1, 2010	Aug 25, 2010	-98	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29686:115927:MA:2021-04-09	Apr 13, 2021	May 7, 2021	BOSTON, MA	Firm change

Relationships

Registered with (6)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: current employment
Aug 12, 2022 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 17, 2021 to Aug 23, 2022factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 7, 2021 to May 24, 2021factForm ADV
→ WINSLOW, EVANS & CROCKER, INC.Registered adviserregistration: previous registration
Aug 4, 2014 to Apr 13, 2021factForm ADV
→ DETWILER FENTON INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 25, 2010 to Jul 31, 2014factForm ADV
→ DETWILER FENTON & CO.Registered adviserregistration: previous registration
Jun 23, 2005 to Dec 1, 2010factForm ADV

Dated events

Occurred
Aug 23, 2022
Advisor changed firm
Claire E Soja left Ameriprise Financial Services, Llc for Capitol Securities Management, Inc. (registered 2022-08-12)
Form ADVobserved 6 days ago