DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Claire E Soja
Feed of 09/15/2026
Also filed as Clarie Soja
At current firm
4 y
since Aug 12, 2022
In the industry
32 y
since Jul 18, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Capitol Securities Management, Inc. independent RIA currentsince Aug 12, 2022 · Tampa, Fl
- Ameriprise Financial Services, LLC national BDMay 17, 2021 to Aug 23, 2022 · Boston, Ma
- B. Riley Wealth Advisors, Inc. BD affiliatedMay 7, 2021 to May 24, 2021 · Boston, Ma
- Winslow, Evans & Crocker, Inc. formerAug 4, 2014 to Apr 13, 2021 · Boston, Ma
- Detwiler Fenton Investment Management LLC formerAug 25, 2010 to Jul 31, 2014 · Boston, Ma
- Detwiler Fenton & Co. unclassifiedJun 23, 2005 to Dec 1, 2010 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Capitol Securities Management, Inc.left Aug 23, 2022, registered Aug 12, 2022 (-11 days) · Affiliated broker-dealer or bank to independent RIA
- B. Riley Wealth Advisors, Inc. to Ameriprise Financial Services, LLCleft May 24, 2021, registered May 17, 2021 (-7 days) · Affiliated broker-dealer or bank to another
- Winslow, Evans & Crocker, Inc. to B. Riley Wealth Advisors, Inc.left Apr 13, 2021, registered May 7, 2021 (24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Detwiler Fenton Investment Management LLC to Winslow, Evans & Crocker, Inc.left Jul 31, 2014, registered Aug 4, 2014 (4 days) · Other
- Detwiler Fenton & Co. to Detwiler Fenton Investment Management LLCleft Dec 1, 2010, registered Aug 25, 2010 (-98 days) · Other
Signals
- Claire E Soja left Ameriprise Financial Services, Llc for Capitol Securities Management, Inc. (registered 2022-08-12)Aug 23, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address