DFX Intelligence

S•••• J••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant44 years in industry

S•••• J••• B••••

Advisor at S• B•••• W••••• P•••••••• L••

HANOVER, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S• B•••• W••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 18, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S• B•••• W••••• P•••••••• L••	State registered	Jan 1, 2019	n/a	yes	HANOVER, NH	Current employment
F••••• C•••••• A•••••••• L••	Independent wealth	Mar 13, 2024	Dec 4, 2024	no	PRAIRIE VILLAGE, KS\|Hanover, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• C•••••• A•••••••• L••	n/a	Dec 4, 2024	n/a	n/a	Departure no registered destination	Departure
A••••••••• F•••••••• S•••••••• L••	S• B•••• W••••• P•••••••• L••	Dec 5, 2014	Feb 19, 2015	76

Relationships

Registered with (7)

→ S• B•••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 19, 2015 to Dec 31, 2018factForm ADV
→ F••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 13, 2024 to Dec 4, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2014 to Dec 5, 2014factForm ADV
→ P•• A••••••• S•••••••• L••

Dated events

Occurred
Dec 4, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.