DFX Intelligence

Data Factory

RIA / WealthAdvisor30 years in industry

KIMBERLY MARIE NORDI

Advisor at SOWELL MANAGEMENT

Gig Harbor, WA | NORTH LITTLE ROCK, AR | GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac665ea6-743c-e20b-16e9-6c1c8aa06bd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 2, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 5
Exams: S65|S63
First exam: Dec 2, 1995
First registration: Oct 21, 2011
Dual registered: no
Other names: KIMBERLY MARIE VANLAARHOVEN|KIM VANLAARHOVEN|KIMBERY VAN LAARHOVEN TAURMAN|KIMBERLY MARIE TAURMAN|KIMBERLY MARIE NORDL
IAPD individual key: 2145303

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LIGHTHOUSE WEALTH STRATEGIES, LLC	Independent wealth	Feb 21, 2019	n/a	yes	GIG HARBOR, WA	Current employment
SOWELL MANAGEMENT	Independent wealth	Sep 26, 2016	n/a	yes	Gig Harbor, WA\|NORTH LITTLE ROCK, AR	Current employment
LIGHTHOUSE WEALTH STRATEGIES	Former SEC adviser	Oct 12, 2016	Oct 17, 2016	no	GIG HARBOR, WA	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Jul 2, 2014	Jan 3, 2017	no	GIG HARBOR, WA\|SAN JOSE, CA\|GIG HARBOR, WA	Previous registration
NORTHWEST ASSET MANAGEMENT	Independent wealth	Oct 21, 2011	Jul 2, 2014	no	GIG HARBOR, WA\|MERCER ISLAND, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCERT WEALTH MANAGEMENT	SOWELL MANAGEMENT	Jan 3, 2017	Sep 26, 2016	-99	Firm change after gap	Other
LIGHTHOUSE WEALTH STRATEGIES	LIGHTHOUSE WEALTH STRATEGIES, LLC	Oct 17, 2016	Feb 21, 2019	857	Channel change	Other
NORTHWEST ASSET MANAGEMENT	CONCERT WEALTH MANAGEMENT	Jul 2, 2014	Jul 2, 2014	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
285094:299334:WA:2016-10-17	Oct 17, 2016	Feb 21, 2019	GIG HARBOR, WA	Firm change after gap

Relationships

Registered with (5)

→ LIGHTHOUSE WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Feb 21, 2019 to presentfactForm ADV
→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Sep 26, 2016 to presentfactForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 2, 2014 to Jan 3, 2017factForm ADV
→ LIGHTHOUSE WEALTH STRATEGIESRegistered adviserregistration: previous registration
Oct 12, 2016 to Oct 17, 2016factForm ADV
→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Oct 21, 2011 to Jul 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac665ea6-743c-e20b-16e9-6c1c8aa06bd1
First observed: Oct 21, 2011
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KIMBERLY MARIE NORDI

Advisor at SOWELL MANAGEMENT

Gig Harbor, WA | NORTH LITTLE ROCK, AR | GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac665ea6-743c-e20b-16e9-6c1c8aa06bd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:45 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LIGHTHOUSE WEALTH STRATEGIES, LLC

Independent wealth

Feb 21, 2019

n/a

yes

GIG HARBOR, WA

Current employment

SOWELL MANAGEMENT

Independent wealth

Sep 26, 2016

n/a

yes

Gig Harbor, WA|NORTH LITTLE ROCK, AR

Current employment

LIGHTHOUSE WEALTH STRATEGIES

Former SEC adviser

Oct 12, 2016

Oct 17, 2016

GIG HARBOR, WA

Previous registration

CONCERT WEALTH MANAGEMENT

Former SEC adviser

Jul 2, 2014

Jan 3, 2017

GIG HARBOR, WA|SAN JOSE, CA|GIG HARBOR, WA

Previous registration

NORTHWEST ASSET MANAGEMENT

Independent wealth

Oct 21, 2011

Jul 2, 2014

GIG HARBOR, WA|MERCER ISLAND, WA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CONCERT WEALTH MANAGEMENT

SOWELL MANAGEMENT

Jan 3, 2017

Sep 26, 2016

-99

Firm change after gap

Other

LIGHTHOUSE WEALTH STRATEGIES

LIGHTHOUSE WEALTH STRATEGIES, LLC

Oct 17, 2016

Feb 21, 2019

857

Channel change

Other

NORTHWEST ASSET MANAGEMENT

CONCERT WEALTH MANAGEMENT

Jul 2, 2014

Firm change

Other

Team

Left

Joined

From

Kind

285094:299334:WA:2016-10-17

Oct 17, 2016

Feb 21, 2019

GIG HARBOR, WA

Firm change after gap