DFX Intelligence

K••••••• S•• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

K••••••• S•• R••••••••

Advisor at C••••••••• W••••• M•••••••••

BELLEVUE, WA | Portland, OR

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Search this name across graphsid dfx:ria:aa03512d-9724-57db-63da-b74f2df46e29

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 21, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Jan 1, 2026	n/a	yes	Portland, OR\|BELLEVUE, WA	Current employment
R•••••••• F••••••••	Former SEC adviser	Mar 6, 2015	Mar 31, 2022	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• F••••••••	C••••••••• W••••• M•••••••••	Mar 31, 2022	Jan 1, 2026	1,372	Firm change after gap	RIA to RIA
A••••••• A••••••• S•••••••	R•••••••• F••••••••	Jun 10, 2016	Mar 6, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
173805:108805:OR:2022-03-31	Mar 31, 2022	Jan 1, 2026	PORTLAND, OR	Firm change after gap
14869:173805:NE:2016-06-10	Jun 10, 2016	Mar 6, 2015	LINCOLN, NE	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ R•••••••• F••••••••Registered adviserregistration: previous registration
Mar 6, 2015 to Mar 31, 2022factForm ADV
→ A••••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 21, 2009 to Jun 10, 2016factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
K••••••• S•• R•••••••• left R•••••••• F•••••••• for C••••••••• W••••• M••••••••• (registered 2026-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa03512d-9724-57db-63da-b74f2df46e29
First observed: May 21, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.