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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DAVID ROSS NEAL

Advisor at INTEGRATED WEALTH CONCEPTS LLC

MANCHESTER, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa0860c5-e518-aa59-cf09-a758b5e2a12c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRATED WEALTH CONCEPTS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 18, 2005
First registration: Aug 12, 2005
Dual registered: yes, broker-dealer
Other names: DAVE R. NEAL
IAPD individual key: 4560637

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRATED WEALTH CONCEPTS LLC	Independent wealth	Jul 12, 2021	n/a	yes	MANCHESTER, CT	Current employment
COBURN & MEREDITH, INC.	Former SEC adviser	Sep 17, 2015	Jul 12, 2021	no	SIMSBURY, CT\|stafford springs, CT\|stafford springs, CT	Previous registration
MORGAN STANLEY	Wirehouse	Jul 30, 2012	Sep 15, 2015	no	Hartford, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 12, 2005	Jul 31, 2012	no	HARTFORD, CT\|HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COBURN & MEREDITH, INC.	INTEGRATED WEALTH CONCEPTS LLC	Jul 12, 2021	Jul 12, 2021	0	Firm change	RIA to RIA
MORGAN STANLEY	COBURN & MEREDITH, INC.	Sep 15, 2015	Sep 17, 2015	2	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Jul 31, 2012	Jul 30, 2012	-1	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
164:284656:CT:2021-07-12	Jul 12, 2021	Jul 12, 2021	STAFFORD SPRINGS, CT	Firm change

Relationships

Registered with (4)

→ INTEGRATED WEALTH CONCEPTS LLCRegistered adviserregistration: current employment
Jul 12, 2021 to presentfactForm ADV
→ COBURN & MEREDITH, INC.Registered adviserregistration: previous registration
Sep 17, 2015 to Jul 12, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 30, 2012 to Sep 15, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 12, 2005 to Jul 31, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa0860c5-e518-aa59-cf09-a758b5e2a12c
First observed: Aug 12, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID ROSS NEAL

Advisor at INTEGRATED WEALTH CONCEPTS LLC

MANCHESTER, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa0860c5-e518-aa59-cf09-a758b5e2a12c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

INTEGRATED WEALTH CONCEPTS LLC

Independent wealth

Jul 12, 2021

n/a

yes

MANCHESTER, CT

Current employment

COBURN & MEREDITH, INC.

Former SEC adviser

Sep 17, 2015

Jul 12, 2021

SIMSBURY, CT|stafford springs, CT|stafford springs, CT

Previous registration

MORGAN STANLEY

Wirehouse

Jul 30, 2012

Sep 15, 2015

Hartford, CT

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Aug 12, 2005

Jul 31, 2012

HARTFORD, CT|HARTFORD, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

COBURN & MEREDITH, INC.

INTEGRATED WEALTH CONCEPTS LLC

Jul 12, 2021

Firm change

RIA to RIA

MORGAN STANLEY

COBURN & MEREDITH, INC.

Sep 15, 2015

Sep 17, 2015

Firm change

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

Jul 31, 2012

Jul 30, 2012

-1

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

164:284656:CT:2021-07-12

Jul 12, 2021

STAFFORD SPRINGS, CT

Firm change