DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Ross Neal
Feed of 09/14/2026
Also filed as Dave R. Neal
At current firm
5 y
since Jul 12, 2021
In the industry
21 y
since Apr 18, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Wealth Concepts LLC independent RIA currentsince Jul 12, 2021 · Manchester, Ct
- Coburn & Meredith, Inc. formerSep 17, 2015 to Jul 12, 2021 · Simsbury, Ct
- Morgan Stanley wirehouseJul 30, 2012 to Sep 15, 2015 · Hartford, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 12, 2005 to Jul 31, 2012 · Hartford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Coburn & Meredith, Inc. to Integrated Wealth Concepts LLCleft Jul 12, 2021, registered Jul 12, 2021 (0 days) · RIA to RIA · moved with a team
- Morgan Stanley to Coburn & Meredith, Inc.left Sep 15, 2015, registered Sep 17, 2015 (2 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Jul 31, 2012, registered Jul 30, 2012 (-1 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address