DFX Intelligence

C••••• R• F••••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C••••• R• F••••••• L•••

Advisor at X• A••••••• U•• I•••

MIAMI, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X• A••••••• U•• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X• A••••••• U•• I•••	Other adviser	Nov 25, 2025	n/a	yes	MIAMI, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 21, 2021	Nov 4, 2025	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	X• A••••••• U•• I•••	Nov 4, 2025	Nov 25, 2025	21	Firm change	Other
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 6, 2021	Apr 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:7691:FL:2021-04-12	May 6, 2021	Apr 21, 2021	MIAMI, FL	Firm change

Relationships

Registered with (6)

→ X• A••••••• U•• I•••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 21, 2021 to Nov 4, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 17, 2018 to May 6, 2021factForm ADV
→ C•••••• G••••••• W••••• M••••••••• L••

Dated events

Order

Occurred
4 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 21, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.