RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• R• F••••••• L•••
- X• A••••••• U•• I••• other currentsince Nov 25, 2025 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 21, 2021 to Nov 4, 2025 · Miami, Fl
- W•••• F•••• A••••••• wirehouseSep 17, 2018 to May 6, 2021 · Miami, Fl
- C•••••• G••••••• W••••• M••••••••• L•• formerFeb 18, 2011 to Sep 27, 2012 · Miami, Fl
- B••••• G••••• A•••• M••••••••• BD affiliatedOct 6, 2009 to Dec 31, 2010 · Coral Gables, Fl
- H••• S••••••••• •••• I••• BD affiliatedJan 21, 2009 to Aug 3, 2009 · Miami, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to X• A••••••• U•• I•••left Nov 4, 2025, registered Nov 25, 2025 (21 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 6, 2021, registered Apr 21, 2021 (-15 days) · Wirehouse to wirehouse · moved with a team
- C•••••• G••••••• W••••• M••••••••• L•• to W•••• F•••• A•••••••left Sep 27, 2012, registered Sep 17, 2018 (2181 days) · Other
- B••••• G••••• A•••• M••••••••• to C•••••• G••••••• W••••• M••••••••• L••left Dec 31, 2010, registered Feb 18, 2011 (49 days) · Other
- H••• S••••••••• •••• I••• to B••••• G••••• A•••• M•••••••••left Aug 3, 2009, registered Oct 6, 2009 (64 days) · Other
- C••••• R• F••••••• L••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for X• A••••••• U•• I••• (registered 2025-11-25)Nov 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address