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CRD 110126
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HIGHLAND CREDIT OPPORTUNITIES CDO, LTD | Securitized Asset Fund | $1.0B | Jun 10, 2013 | 2 | May 14, 2012 | dropped | n/a |
| ACIS CLO 2017-7 LTD. | Securitized Asset Fund | $348M | Oct 29, 2020 | 1 | Mar 30, 2018 | dropped | n/a |
| CHARITABLE DAF FUND, LP | Other Private Fund | $334M | Nov 20, 2017 | 4 | May 14, 2012 | dropped | n/a |
| STONEBRIDGE-HIGHLAND HEALTHCARE PRIVATE EQUITY FUND | Private Equity Fund | $95.0M | Mar 29, 2024 | 7 | Mar 30, 2018 | reported | n/a |
| HIGHLAND CLO FUNDING, LTD. | Securitized Asset Fund | $82.1M | Mar 18, 2021 | 9 | Apr 20, 2017 | dropped | n/a |
| HIGHLAND SELECT EQUITY MASTER FUND, L.P. | Hedge Fund | $64.4M | Jun 10, 2013 | 5 | Mar 29, 2012 | dropped | n/a |
| HIGHLAND CDO OPPORTUNITY MASTER FUND, L.P. | Hedge Fund | $49.5M | Jun 10, 2013 | 5 | Mar 29, 2012 | dropped | n/a |
| HIGHLAND MULTI STRATEGY CREDIT FUND, L.P. | Hedge Fund | $48.9M | Mar 29, 2024 | 3 | Mar 29, 2012 | reported | n/a |
| HIGHLAND DYNAMIC INCOME MASTER FUND, L.P. | Hedge Fund | $48.4M | Aug 14, 2020 | 9 | Mar 31, 2014 | dropped | 021-210659 |
| HIGHLAND ARGENTINA REGIONAL OPPORTUNITY MASTER FUND, L.P. | Hedge Fund | $31.2M | Aug 14, 2020 | 31 | Mar 30, 2018 | dropped | n/a |
| HIGHLAND RESTORATION CAPITAL PARTNERS MASTER, LP | Private Equity Fund | $28.5M | Mar 29, 2024 | 6 | Mar 29, 2012 | reported | 021-120530 |
| HIGHLAND RESTORATION CAPITAL PARTNERS, L.P. | Private Equity Fund | $23.3M | Mar 29, 2024 | 5 | Mar 29, 2012 | reported | 021-120513 |
| HIGHLAND PROMETHEUS MASTER FUND, L.P. | Hedge Fund | $22.5M | Oct 29, 2020 | 2 | Mar 30, 2017 | dropped | n/a |
| HIGHLAND CREDIT STRATEGIES MASTER FUND, L.P. | Hedge Fund | $21.6M | Nov 20, 2017 | 119 | Mar 29, 2012 | dropped | 021-81309 |
| HIGHLAND OFFSHORE PARTNERS, L.P. | Hedge Fund | $11.6M | Jun 10, 2013 | 1 | Mar 29, 2012 | dropped | 021-123730 |
| HIGHLAND GEMINI PROGRAM, L.P. | Hedge Fund | $7.0M | Nov 20, 2017 | 2 | Mar 30, 2017 | dropped | 021-276801 |
| HIGHLAND EQUITY FOCUS FUND, L.P. | Hedge Fund | $4.0M | Jun 10, 2013 | 3 | Mar 29, 2012 | dropped | 021-45992 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HCMLP GP LLC | GENERAL PARTNER | Na | yes | 08/2021 | Aug 24, 2021 | Mar 29, 2024 |
| HIGHLAND CLAIMANT TRUST | SOLE LIMITED PARTNER | E | yes | 08/2021 | Aug 24, 2021 | Mar 29, 2024 |
| HIGHLAND CLAIMANT TRUST | MANAGING MEMBER | E | yes | 08/2021 | Aug 24, 2021 | Mar 29, 2024 |
| Klos, David, Kelly | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | Na | yes | 02/2021 | Mar 30, 2021 | Mar 29, 2024 |
| Seery, James, Patrick | CLAIMANT TRUSTEE | F | yes | 08/2021 | Mar 30, 2020 | Mar 29, 2024 |
| Seery, James, Patrick | CHIEF EXECUTIVE OFFICER AND CHIEF RESTRUCTURING OFFICER | Na | yes | 03/2020 | Mar 30, 2020 | Mar 29, 2024 |
| SURGENT, THOMAS, JOSEPH | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | Na | no | 10/2011 | Mar 29, 2012 | Mar 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HIGHLAND CAPITAL MANAGEMENT KOREA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| HIGHLAND MULTI STRATEGY CREDIT FUND GP, L.P. | n/a | n/a | n/a | N | yes | n/a |
| HIGHLAND RESTORATION CAPITAL PARTNERS GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Seoul | n/a | Korea, South | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 29, 2024 | $127M | $127M | 12 | 6 | 1 | 4 | $196M |
| 2022 | Mar 31, 2023 | $297M | $297M | 12 | 6 | 1 | 4 | $477M |
| 2021 | Apr 4, 2022 | $1.3B | $1.3B | 12 | 6 | 1 | 4 | $477M |
| 2020 | Mar 30, 2021 | $1.7B | $1.7B | 13 | 5 | 1 | 4 | $539M |
| 2019 | Mar 30, 2020 | $4.6B | $3.5B | 98 | 22 | 2 | 9 | $1.1B |
| 2018 | Mar 29, 2019 | $5.5B | $3.9B | 102 | 27 | 2 | 9 | $1.3B |
| 2017 | Mar 30, 2018 | $8.3B | $5.8B | 115 | 37 | 3 | 9 | $1.6B |
| 2016 | Mar 30, 2017 | $9.1B | $7.1B | 123 | 41 | n/a | 8 | $1.1B |
| 2015 | Mar 30, 2016 | $12B | $11B | 119 | 42 | n/a | 7 | $1.5B |
| 2014 | Mar 30, 2015 | $14B | $13B | 112 | 35 | n/a | 7 | $1.7B |
| 2013 | Mar 31, 2014 | $15B | $14B | 105 | 35 | n/a | 7 | $1.6B |
| 2012 | Apr 1, 2013 | $16B | $16B | 114 | 46 | n/a | 11 | $2.7B |
| 2011 | Mar 29, 2012 | $20B | $20B | n/a | n/a | n/a | 9 | $2.0B |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $127M | $297M | -57.3% | $1.7B | -57.8% | 12 | 12 | 1 | 1 |