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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

ANNE JENELLE DORIAN

Advisor at MARINER

OVERLAND PARK, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 2
Observed: May 25, 2010 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Anne Jenelle Dorian

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Anne Jenelle Pleviak

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 24, 2010
First registration: May 25, 2010
Dual registered: yes, broker-dealer
Other names: ANNE JENELLE PLEVIAK|ANNE JENELLE PLEVIAK DORIAN
IAPD individual key: 5736231

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	May 22, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
ASCENT INVESTMENT PARTNERS, LLC	Former SEC adviser	Jan 5, 2017	Dec 31, 2017	no	OVERLAND PARK, KS	Previous registration
MONTAGE INVESTMENTS, LLC	Former SEC adviser	Jun 10, 2013	Jan 5, 2017	no	LEAWOOD, KS\|LEAWOOD, KS	Previous registration
Mariner	Bd affiliated wealth	Sep 8, 2011	May 31, 2013	no	OVERLAND PARK, KS	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 25, 2010	Sep 16, 2011	no	PRAIRIE VILLAGE, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASCENT INVESTMENT PARTNERS, LLC	Mariner	Dec 31, 2017	May 22, 2018	142	Firm change	Other
MONTAGE INVESTMENTS, LLC	ASCENT INVESTMENT PARTNERS, LLC	Jan 5, 2017	Jan 5, 2017	0	Channel change	Other
Mariner	MONTAGE INVESTMENTS, LLC	May 31, 2013	Jun 10, 2013	10	Firm change	Other
LPL FINANCIAL LLC	Mariner	Sep 16, 2011	Sep 8, 2011	-8	Firm change	Other

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: previous registration
Sep 8, 2011 to May 31, 2013factForm ADV
→ ASCENT INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 5, 2017 to Dec 31, 2017factForm ADV
→ MONTAGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 10, 2013 to Jan 5, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 25, 2010 to Sep 16, 2011factForm ADV

Dated events

No dated event names this entity yet.