DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anne Jenelle Dorian
Feed of 09/14/2026
Also filed as Anne Jenelle Pleviak
At current firm
8 y
since May 22, 2018
In the industry
16 y
since May 24, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince May 22, 2018 · Overland Park, Ks
- Ascent Investment Partners, LLC formerJan 5, 2017 to Dec 31, 2017 · Overland Park, Ks
- Montage Investments, LLC formerJun 10, 2013 to Jan 5, 2017 · Leawood, Ks
- Mariner BD affiliatedSep 8, 2011 to May 31, 2013 · Overland Park, Ks
- LPL Financial LLC BD affiliatedMay 25, 2010 to Sep 16, 2011 · Prairie Village, Ks
Moves
a registration end followed by a registration begin elsewhere
- Ascent Investment Partners, LLC to Marinerleft Dec 31, 2017, registered May 22, 2018 (142 days) · Other
- Montage Investments, LLC to Ascent Investment Partners, LLCleft Jan 5, 2017, registered Jan 5, 2017 (0 days) · channel change inside one enterprise, not a move
- Mariner to Montage Investments, LLCleft May 31, 2013, registered Jun 10, 2013 (10 days) · Other
- LPL Financial LLC to Marinerleft Sep 16, 2011, registered Sep 8, 2011 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address