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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Kailen H Cook

Advisor at EDWARD JONES

Carlsbad, CA

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Search this name across graphsid dfx:ria:aa6dd77d-5f7b-b483-e370-06d704edaa0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 12
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 18, 2000
First registration: Sep 11, 2003
Dual registered: yes, broker-dealer
Other names: Kailen Haynes Cook|Kailen Cook
IAPD individual key: 4081409

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jun 20, 2025	n/a	yes	Carlsbad, CA	Current employment
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Feb 3, 2025	Apr 25, 2025	no	WINDSOR, CT\|Carlsbad, CA	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Mar 20, 2019	Feb 8, 2025	no	Carlsbad, CA\|INDIANAPOLIS, IN	Previous registration
AK FINANCIAL GROUP	Former SEC adviser	Oct 20, 2017	Dec 4, 2017	no	San Diego, CA\|IRVINE, CA	Previous registration
PFG ADVISORS	Independent wealth	Jun 22, 2016	Oct 17, 2017	no	ENCINITAS, CA\|PHOENIX, AZ	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 30, 2015	Jul 7, 2016	no	SAN DIEGO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 30, 2015	Jul 7, 2016	no	San Diego, CA	Previous registration
ALPHA GLOBAL INVESTMENTS	n/a	Apr 29, 2014	Jan 21, 2015	no	SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 23, 2012	Apr 8, 2014	no	SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 30, 2011	Oct 4, 2012	no	SAN DIEGO, CA\|CARLSBAD, CA\|CARLSBAD, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jun 30, 2008	May 14, 2009	no	SAN MARCOS, CA\|SAN DIEGO, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 24, 2006	Jul 2, 2008	no	SAN DIEGO, CA\|CARLSBAD, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 11, 2003	Jul 2, 2008	no	Carlsbad, CA\|San Diego, CA\|SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA RETIREMENT ADVISORS, LLC	EDWARD JONES	Apr 25, 2025	Jun 20, 2025	56	Firm change	Other
ONEAMERICA SECURITIES, INC.	VOYA RETIREMENT ADVISORS, LLC	Feb 8, 2025	Feb 3, 2025	-5	Firm change	Other
AK FINANCIAL GROUP	ONEAMERICA SECURITIES, INC.	Dec 4, 2017	Mar 20, 2019	471	Firm change after gap	RIA to ibd
PFG ADVISORS	AK FINANCIAL GROUP	Oct 17, 2017	Oct 20, 2017	3	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 7, 2016	Jan 30, 2015	-524	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	PFG ADVISORS	Jul 7, 2016	Jun 22, 2016	-15	Firm change	Other
ALPHA GLOBAL INVESTMENTS	TD AMERITRADE, INC.	Jan 21, 2015	Jan 30, 2015	9	Firm change	Other
LPL FINANCIAL LLC	ALPHA GLOBAL INVESTMENTS	Apr 8, 2014	Apr 29, 2014	21	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Oct 4, 2012	Oct 23, 2012	19	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	May 14, 2009	Nov 30, 2011	930	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 2, 2008	Apr 24, 2006	-800	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jul 2, 2008	Jun 30, 2008	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
4173:3989:IN:2025-02-01	Feb 8, 2025	Feb 3, 2025	INDIANAPOLIS, IN	Firm change
7870:111514:CA:2016-06-21	Jul 7, 2016	Jan 30, 2015	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (11)

→ EDWARD JONESRegistered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 3, 2025 to Apr 25, 2025factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Mar 20, 2019 to Feb 8, 2025factForm ADV
→ AK FINANCIAL GROUPRegistered adviserregistration: previous registration
Oct 20, 2017 to Dec 4, 2017factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Jun 22, 2016 to Oct 17, 2017factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 30, 2015 to Jul 7, 2016factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 30, 2015 to Jul 7, 2016factForm ADV
→ ALPHA GLOBAL INVESTMENTSRegistered adviserregistration: previous registration
Apr 29, 2014 to Jan 21, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 23, 2012 to Apr 8, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 30, 2011 to Oct 4, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 30, 2008 to May 14, 2009factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
Kailen H Cook left Voya Retirement Advisors, Llc for Edward Jones (registered 2025-06-20)
Form ADVobserved 6 days ago
Occurred
Feb 8, 2025
Advisor changed firm
Kailen H Cook left Oneamerica Securities, Inc. for Voya Retirement Advisors, Llc (registered 2025-02-03)
Form ADVobserved 6 days ago