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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MICHAEL JEROME KUCERA

Advisor at SCHWARTZ & CO.

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:aa89e590-6c7e-538d-f05b-11cf5a2a2bf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 29, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWARTZ & CO.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jul 31, 2009
First registration: Jan 29, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 2160475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWARTZ & CO.	Other adviser	Dec 17, 2024	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
HUMMEL WEALTH MANAGEMENT, LLC	Former SEC adviser	Dec 19, 2023	Dec 9, 2024	no	FARMINGTON HILLS, MI\|BERLIN, OH	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Jul 7, 2010	Jul 13, 2022	no	FARMINGTON HILLS, MI	Previous registration
FAI ADVISORS, INC.	Independent wealth	Jan 29, 2010	Dec 9, 2024	no	FARMINGTON HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FAI ADVISORS, INC.	ON INVESTMENT MANAGEMENT CO	Dec 9, 2024	Jul 7, 2010	-5,269	Firm change after gap	Other
HUMMEL WEALTH MANAGEMENT, LLC	SCHWARTZ & CO.	Dec 9, 2024	Dec 17, 2024	8	Firm change	Other
ON INVESTMENT MANAGEMENT CO	HUMMEL WEALTH MANAGEMENT, LLC	Jul 13, 2022	Dec 19, 2023	524	Firm change after gap	Other

Relationships

Registered with (4)

→ SCHWARTZ & CO.Registered adviserregistration: current employment
Dec 17, 2024 to presentfactForm ADV
→ FAI ADVISORS, INC.Registered adviserregistration: previous registration
Jan 29, 2010 to Dec 9, 2024factForm ADV
→ HUMMEL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 19, 2023 to Dec 9, 2024factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Jul 7, 2010 to Jul 13, 2022factForm ADV

Dated events

Occurred
Dec 9, 2024
Advisor changed firm
Michael Jerome Kucera left Hummel Wealth Management, Llc for Schwartz & Co. (registered 2024-12-17)
Form ADVobserved 6 days ago
Occurred
Dec 9, 2024
Advisor changed firm
Michael Jerome Kucera left Fai Advisors, Inc. for On Investment Management Co (registered 2010-07-07)
Form ADVobserved 6 days ago
Occurred
Jul 13, 2022
Advisor changed firm
Michael Jerome Kucera left On Investment Management Co for Hummel Wealth Management, Llc (registered 2023-12-19)
Form ADVobserved 6 days ago