DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J••••• K•••••

S••••••• • C••otherBloomfield Hills, Midual registrantIAPD 2160475

Feed of 09/14/2026

At current firm

1 y

since Dec 17, 2024

In the industry

22 y

since Jul 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• • C•• other current
since Dec 17, 2024 · Bloomfield Hills, Mi
H••••• W••••• M••••••••• L•• former
Dec 19, 2023 to Dec 9, 2024 · Farmington Hills, Mi
O• I••••••••• M••••••••• C• BD affiliated
Jul 7, 2010 to Jul 13, 2022 · Farmington Hills, Mi
F•• A•••••••• I••• independent RIA
Jan 29, 2010 to Dec 9, 2024 · Farmington Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

F•• A•••••••• I••• to O• I••••••••• M••••••••• C•
left Dec 9, 2024, registered Jul 7, 2010 (-5269 days) · Other
H••••• W••••• M••••••••• L•• to S••••••• • C••
left Dec 9, 2024, registered Dec 17, 2024 (8 days) · Other
O• I••••••••• M••••••••• C• to H••••• W••••• M••••••••• L••
left Jul 13, 2022, registered Dec 19, 2023 (524 days) · Other

Signals

M•••••• J••••• K••••• left H••••• W••••• M••••••••• L•• for S••••••• • C•• (registered 2024-12-17)
Dec 9, 2024 · Advisor changed firm · fact
M•••••• J••••• K••••• left F•• A•••••••• I••• for O• I••••••••• M••••••••• C• (registered 2010-07-07)
Dec 9, 2024 · Advisor changed firm · fact
M•••••• J••••• K••••• left O• I••••••••• M••••••••• C• for H••••• W••••• M••••••••• L•• (registered 2023-12-19)
Jul 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address