D•••• G••••••

Advisor at L•••• F••• A••••••• S•••••••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aae9ec47-90c5-4262-665f-0571f46abc5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Jul 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• F••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• F••• A••••••• S•••••••	Bd affiliated wealth	Apr 20, 2026	n/a	yes	DALLAS, TX\|DALLAS, TX	Current employment
T•• M••••• G••••• L••	I•••••••••_WEALTH	Jan 7, 2026	May 18, 2026	no	Dallas, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••• G••••• L••	L•••• F••• A••••••• S•••••••	May 18, 2026	Apr 20, 2026	-28	Firm change	RIA to ibd
L•••••• I•••••••••	C•••••• A•••••••	Apr 11, 2025	Apr 16, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
519:162200:FL:2025-03-14	Apr 11, 2025	Apr 16, 2024	PALM BEACH GARDENS, FL	Firm change after gap

Relationships

Registered with (10)

→ L•••• F••• A••••••• S•••••••Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ T•• M••••• G••••• L••Registered adviserregistration: previous registration
Jan 7, 2026 to May 18, 2026factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Apr 16, 2024 to Apr 11, 2025factForm ADV
→ C•••••• A•••••••

Dated events

Occurred
May 18, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 11, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 6, 2023
A•••••• firm change

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aae9ec47-90c5-4262-665f-0571f46abc5e
First observed: Jul 11, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.