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R••• B••••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R••• B••••••• K••••

Advisor at O•••• A••••••• S•••••••• L••

Atlanta, GA | ATLANTA, GA

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Search this name across graphsid dfx:ria:ab0c11a1-b1a3-2250-38d7-37f56247cf5d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 8, 2024	n/a	yes	Atlanta, GA\|ATLANTA, GA	Current employment
C••••••• F•••••••• P•••••••	State registered	Feb 19, 2020	n/a	yes	ATLANTA, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	O•••• A••••••• S•••••••• L••	Nov 8, 2024	Nov 8, 2024	0	Bulk transfer	Ibd to ibd
S•• A•••••••• I•••	C••••••• F•••••••• P•••••••	Sep 18, 2020

Relationships

Registered with (7)

→ O•••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ C••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Feb 19, 2020 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Sep 18, 2020 to Nov 8, 2024factForm ADV
→ S•• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ab0c11a1-b1a3-2250-38d7-37f56247cf5d
First observed: Jun 7, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.