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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Elizabeth S Kramer

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MOUNT PLEASANT, SC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:ab4e9877-d30f-24d8-d152-6995db1027f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 28, 1999
First registration: Mar 16, 2007
Dual registered: yes, broker-dealer
Other names: ELIZABETH SHELDON SMITH|ELIZABETH SHELDON HODGE|ELIZABETH SHELDON HODGE|ELIZABETH SHELDON KRAMER
IAPD individual key: 3124012

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 27, 2023	n/a	yes	MOUNT PLEASANT, SC\|CHARLOTTE, NC	Current employment
WEBSTERROGERS FINANCIAL ADVISORS, LLC	Independent wealth	Sep 28, 2016	Nov 8, 2019	no	Florence, SC	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Jun 1, 2015	Aug 24, 2016	no	Houston, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 14, 2013	May 4, 2015	no	MINNEAPOLIS, MN\|HOUSTON, TX\|CHARLOTTE, NC\|HOUSTON, TX	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 17, 2010	Oct 25, 2010	no	HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 8, 2008	Jun 16, 2009	no	HOUSTON, TX\|CHARLOTTE, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 16, 2007	Sep 24, 2007	no	CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC\|MT. PLEASANT, SC\|SUMMERVILLE, SC\|GOOSE CREEK, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEBSTERROGERS FINANCIAL ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 8, 2019	Jul 27, 2023	1,357	Firm change after gap	RIA to wirehouse
BOK FINANCIAL ADVISORS	WEBSTERROGERS FINANCIAL ADVISORS, LLC	Aug 24, 2016	Sep 28, 2016	35	Firm change	Other
WELLS FARGO ADVISORS	BOK FINANCIAL ADVISORS	May 4, 2015	Jun 1, 2015	28	Firm change	Other
CETERA INVESTMENT SERVICES LLC	WELLS FARGO ADVISORS	Oct 25, 2010	May 14, 2013	932	Firm change after gap	Other
WELLS FARGO ADVISORS	CETERA INVESTMENT SERVICES LLC	Jun 16, 2009	May 17, 2010	335	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Sep 24, 2007	Dec 8, 2008	441	Firm change after gap	Other

Relationships

Registered with (6)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jul 27, 2023 to presentfactForm ADV
→ WEBSTERROGERS FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 28, 2016 to Nov 8, 2019factForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 1, 2015 to Aug 24, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 14, 2013 to May 4, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 17, 2010 to Oct 25, 2010factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 16, 2007 to Sep 24, 2007factForm ADV

Dated events

No dated event names this entity yet.