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Advisor at MAI CAPITAL MANAGEMENT, LLC
Ellicott City, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAI CAPITAL MANAGEMENT, LLC | Independent wealth | Nov 25, 2025 | n/a | yes | Ellicott City, MD | Current employment |
| COURT PLACE ADVISORS LLC | Former SEC adviser | Oct 23, 2024 | Dec 1, 2025 | no | ELLICOTT CITY, MD | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 9, 2020 | Mar 13, 2024 | no | BALTIMORE, MD|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COURT PLACE ADVISORS LLC | MAI CAPITAL MANAGEMENT, LLC | Dec 1, 2025 | Nov 25, 2025 | -6 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | COURT PLACE ADVISORS LLC | Mar 13, 2024 | Oct 23, 2024 | 224 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108545:109807:MD:2025-12-01 | Dec 1, 2025 | Nov 25, 2025 | ELLICOTT CITY, MD | Firm change |