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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)11 years in industry

OMAR A MORILLO

Advisor at MARINER INDEPENDENT

Miramar, FL

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Search this name across graphsid dfx:ria:ab728dc3-3580-760c-a9be-3c8cf8dd06c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER INDEPENDENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Jan 9, 2016
First registration: Jan 25, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 6309316

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARINER INDEPENDENT	Independent wealth	May 24, 2022	n/a	yes	Miramar, FL	Current employment
OCTAVIA WEALTH ADVISORS LLC	Independent wealth	Feb 22, 2021	May 16, 2022	no	MIAMI, FL	Previous registration
PROXY WEALTH ADVISORS LLC	Independent wealth	Jan 6, 2021	Feb 19, 2021	no	WINDERMERE, FL\|Miramar, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 9, 2018	Jan 11, 2021	no	FT. LAUDERDALE, FL\|MIRAMAR, FL	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Apr 21, 2016	Apr 12, 2018	no	BOCA RATON, FL	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Jan 25, 2016	Mar 28, 2016	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OCTAVIA WEALTH ADVISORS LLC	MARINER INDEPENDENT	May 16, 2022	May 24, 2022	8	Firm change	RIA to RIA
PROXY WEALTH ADVISORS LLC	OCTAVIA WEALTH ADVISORS LLC	Feb 19, 2021	Feb 22, 2021	3	Firm change	RIA to RIA
EQUITABLE ADVISORS, LLC	PROXY WEALTH ADVISORS LLC	Jan 11, 2021	Jan 6, 2021	-5	Firm change	Ibd to RIA
HORNOR, TOWNSEND & KENT, LLC	EQUITABLE ADVISORS, LLC	Apr 12, 2018	Apr 9, 2018	-3	Firm change	Ibd to ibd
ESI FINANCIAL ADVISORS	HORNOR, TOWNSEND & KENT, LLC	Mar 28, 2016	Apr 21, 2016	24	Firm change	Other

Relationships

Registered with (6)

→ MARINER INDEPENDENTRegistered adviserregistration: current employment
May 24, 2022 to presentfactForm ADV
→ OCTAVIA WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Feb 22, 2021 to May 16, 2022factForm ADV
→ PROXY WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jan 6, 2021 to Feb 19, 2021factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 9, 2018 to Jan 11, 2021factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Apr 21, 2016 to Apr 12, 2018factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jan 25, 2016 to Mar 28, 2016factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
Omar A Morillo left Octavia Wealth Advisors Llc for Mariner Independent (registered 2022-05-24)
Form ADVobserved 5 days ago