DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••• L••
St, Louis, MO | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••• L•• | Bd affiliated wealth | Apr 6, 2026 | n/a | yes | St, Louis, MO|OMAHA, NE | Current employment |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jun 29, 2022 | Dec 13, 2024 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | C••• L•• | Dec 13, 2024 | Apr 6, 2026 | 479 | Firm change after gap | Other |
| C•••• H••••• W••••• M••••••••• | N••••••••• M••••• I••••••••• S••••••••• | Oct 20, 2021 | Jun 29, 2022 |
| C•••• H••••• W••••• M••••••••• | State registered | Jul 28, 2021 | Oct 20, 2021 | no | DESTIN, FL | Previous registration |
| W••••••••• A•••• M••••••••• L•• | Independent wealth | Sep 11, 2020 | Dec 18, 2020 | no | DESTIN, FL|DESTIN, FL | Previous registration |
| S•••••••• F•••••••• A•••••••• L•• | Independent wealth | Dec 23, 2019 | Apr 20, 2020 | no | Fort Walton Beach, FL|PENSACOLA, FL | Previous registration |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Nov 2, 2010 | Mar 31, 2012 | no | FORT WALTON BEACH, FL|BIRMINGHAM, AL|FORT WALTON BEACH, FL|MEMPHIS, TN | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Feb 5, 2008 | Dec 19, 2008 | no | FT WALTON BEACH, FL | Previous registration |
| 252 |
| Firm change |
| Other |
| W••••••••• A•••• M••••••••• L•• | C•••• H••••• W••••• M••••••••• | Dec 18, 2020 | Jul 28, 2021 | 222 | Firm change | RIA to state RIA |
| S•••••••• F•••••••• A•••••••• L•• | W••••••••• A•••• M••••••••• L•• | Apr 20, 2020 | Sep 11, 2020 | 144 | Firm change | RIA to RIA |
| M••••• K••••• • C••••••• L•• | S•••••••• F•••••••• A•••••••• L•• | Mar 31, 2012 | Dec 23, 2019 | 2,823 | Firm change after gap | Other |
| W•••• F•••• A••••••• | M••••• K••••• • C••••••• L•• | Dec 19, 2008 | Nov 2, 2010 | 683 | Firm change after gap | Other |