DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• T•••

C••• L••BD affiliatedSt, Louis, Mo IA-onlyIAPD 5258984

Feed of 09/14/2026

Also filed as Justin Tyler Tate

At current firm

0 y

since Apr 6, 2026

In the industry

18 y

since Jan 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• L•• BD affiliated current
since Apr 6, 2026 · St, Louis, Mo
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jun 29, 2022 to Dec 13, 2024 · Saint Louis, Mo
C•••• H••••• W••••• M••••••••• state registered
Jul 28, 2021 to Oct 20, 2021 · Destin, Fl
W••••••••• A•••• M••••••••• L•• independent RIA
Sep 11, 2020 to Dec 18, 2020 · Destin, Fl
S•••••••• F•••••••• A•••••••• L•• independent RIA
Dec 23, 2019 to Apr 20, 2020 · Fort Walton Beach, Fl
M••••• K••••• • C••••••• L•• former
Nov 2, 2010 to Mar 31, 2012 · Fort Walton Beach, Fl
W•••• F•••• A••••••• wirehouse
Feb 5, 2008 to Dec 19, 2008 · Ft Walton Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to C••• L••
left Dec 13, 2024, registered Apr 6, 2026 (479 days) · Other
C•••• H••••• W••••• M••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Oct 20, 2021, registered Jun 29, 2022 (252 days) · Other
W••••••••• A•••• M••••••••• L•• to C•••• H••••• W••••• M•••••••••
left Dec 18, 2020, registered Jul 28, 2021 (222 days) · RIA to a state-registered adviser
S•••••••• F•••••••• A•••••••• L•• to W••••••••• A•••• M••••••••• L••
left Apr 20, 2020, registered Sep 11, 2020 (144 days) · RIA to RIA
M••••• K••••• • C••••••• L•• to S•••••••• F•••••••• A•••••••• L••
left Mar 31, 2012, registered Dec 23, 2019 (2823 days) · Other
W•••• F•••• A••••••• to M••••• K••••• • C••••••• L••
left Dec 19, 2008, registered Nov 2, 2010 (683 days) · Other

Signals

J••••• T••• left N••••••••• M••••• I••••••••• S••••••••• for C••• L•• (registered 2026-04-06)
Dec 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address