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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Columbus, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Apr 23, 2024 | n/a | yes | Columbus, OH|GREENWOOD VILLAGE, CO | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 27, 2022 | Jan 10, 2024 | no | Columbus, OH | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 19, 2016 | Sep 7, 2023 | no | Columbus, OH|Dublin, OH|COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 19, 2016 | Oct 14, 2022 | no | COLUMBUS, OH|DUBLIN, OH|COLUMBUS, OH | Previous registration |
| LANCASTER POLLARD INVESTMENT ADVISORY GROUP | Former SEC adviser | Jun 12, 2014 | Sep 3, 2015 | no | COLUMBUS, OH | Previous registration |
| MORGAN STANLEY | Wirehouse | May 24, 2013 | May 21, 2014 | no | Columbus, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 3, 2011 | Jan 9, 2013 | no | COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | EMPOWER ADVISORY GROUP, LLC | Jan 10, 2024 | Apr 23, 2024 | 104 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHARLES SCHWAB & CO., INC. | Sep 7, 2023 | Jan 27, 2022 | -588 | Bulk transfer | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Jul 19, 2016 | -2,278 | Bulk transfer | Other |
| LANCASTER POLLARD INVESTMENT ADVISORY GROUP | TD AMERITRADE, INC. | Sep 3, 2015 | Jul 19, 2016 | 320 | Firm change | Other |
| MORGAN STANLEY | LANCASTER POLLARD INVESTMENT ADVISORY GROUP | May 21, 2014 | Jun 12, 2014 | 22 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jan 9, 2013 | May 24, 2013 | 135 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5393:112058:OH:2024-01-10 | Jan 10, 2024 | Apr 23, 2024 | COLUMBUS, OH | Firm change |