RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• H•••••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Apr 23, 2024 · Columbus, Oh
- C•••••• S••••• • C••• I••• national BDJan 27, 2022 to Jan 10, 2024 · Columbus, Oh
- T• A••••••••• I••• formerJul 19, 2016 to Oct 14, 2022 · Columbus, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 19, 2016 to Sep 7, 2023 · Columbus, Oh
- L•••••••• P•••••• I••••••••• A••••••• G•••• formerJun 12, 2014 to Sep 3, 2015 · Columbus, Oh
- M••••• S•••••• wirehouseMay 24, 2013 to May 21, 2014 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 3, 2011 to Jan 9, 2013 · Columbus, Oh
- C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••left Jan 10, 2024, registered Apr 23, 2024 (104 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 27, 2022 (-588 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jul 19, 2016 (-2278 days) · corporate re-registration, not a move
- L•••••••• P•••••• I••••••••• A••••••• G•••• to T• A••••••••• I•••left Sep 3, 2015, registered Jul 19, 2016 (320 days) · Other
- M••••• S•••••• to L•••••••• P•••••• I••••••••• A••••••• G••••left May 21, 2014, registered Jun 12, 2014 (22 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jan 9, 2013, registered May 24, 2013 (135 days) · Wirehouse to wirehouse
- R••••• H••••••••• left C•••••• S••••• • C••• I••• for E•••••• A••••••• G••••• L•• (registered 2024-04-23)Jan 10, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address