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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

THOMAS MAHONE TOLLESON

Advisor at PERIGON WEALTH MANAGEMENT, LLC

SAN FRANCISCO, CA | Atlanta, GA

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Search this name across graphsid dfx:ria:ab8330f5-5e01-817f-b887-7ab1637876ff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERIGON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 4, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 4, 1986
First registration: Apr 11, 2003
Dual registered: yes, broker-dealer
Other names: Tom Tolleson
IAPD individual key: 1452953

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERIGON WEALTH MANAGEMENT, LLC	Independent wealth	Oct 3, 2022	n/a	yes	SAN FRANCISCO, CA\|Atlanta, GA	Current employment
CATALYST WEALTH MANAGEMENT	Former SEC adviser	Apr 13, 2018	Sep 30, 2022	no	ATLANTA, GA	Previous registration
KALOS MANAGEMENT	Former SEC adviser	Feb 5, 2018	Jul 11, 2018	no	Atlanta, GA\|PONTE VEDRA BEACH, FL	Previous registration
THE STRATEGIC FINANCIAL ALLIANCE	Bd affiliated wealth	Apr 20, 2012	Feb 5, 2018	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration
SANDERS MORRIS LLC	Independent wealth	Jun 27, 2006	Apr 2, 2012	no	ATLANTA, GA	Previous registration
SMH CAPITAL ADVISORS LLC	Institutional manager	Jul 27, 2004	Dec 31, 2006	no	ATLANTA, GA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 1, 2004	Aug 25, 2004	no	ATLANTA, GA	Previous registration
IFG ADVISORY SERVICES INC	n/a	Apr 11, 2003	Jan 1, 2004	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CATALYST WEALTH MANAGEMENT	PERIGON WEALTH MANAGEMENT, LLC	Sep 30, 2022	Oct 3, 2022	3	Firm change	RIA to RIA
KALOS MANAGEMENT	CATALYST WEALTH MANAGEMENT	Jul 11, 2018	Apr 13, 2018	-89	Firm change after gap	Ibd to new firm
THE STRATEGIC FINANCIAL ALLIANCE	KALOS MANAGEMENT	Feb 5, 2018	Feb 5, 2018	0	Firm change	Other
SANDERS MORRIS LLC	THE STRATEGIC FINANCIAL ALLIANCE	Apr 2, 2012	Apr 20, 2012	18	Firm change	Other
SMH CAPITAL ADVISORS LLC	SANDERS MORRIS LLC	Dec 31, 2006	Jun 27, 2006	-187	Bulk transfer	Other
CETERA ADVISORS LLC	SMH CAPITAL ADVISORS LLC	Aug 25, 2004	Jul 27, 2004	-29	Firm change	Other
IFG ADVISORY SERVICES INC	CETERA ADVISORS LLC	Jan 1, 2004	Jan 1, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
133025:291138:FL:2018-07-11	Jul 11, 2018	Apr 13, 2018	PONTE VEDRA BEACH, FL	Firm change after gap

Relationships

Registered with (8)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 3, 2022 to presentfactForm ADV
→ CATALYST WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 13, 2018 to Sep 30, 2022factForm ADV
→ KALOS MANAGEMENTRegistered adviserregistration: previous registration
Feb 5, 2018 to Jul 11, 2018factForm ADV
→ THE STRATEGIC FINANCIAL ALLIANCERegistered adviserregistration: previous registration
Apr 20, 2012 to Feb 5, 2018factForm ADV
→ SANDERS MORRIS LLCRegistered adviserregistration: previous registration
Jun 27, 2006 to Apr 2, 2012factForm ADV
→ SMH CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Jul 27, 2004 to Dec 31, 2006factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 1, 2004 to Aug 25, 2004factForm ADV
→ IFG ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Apr 11, 2003 to Jan 1, 2004factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
Thomas Mahone Tolleson left Catalyst Wealth Management for Perigon Wealth Management, Llc (registered 2022-10-03)
Form ADVobserved 6 days ago