RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• M••••• T•••••••
- P•••••• W••••• M••••••••• L•• independent RIA currentsince Oct 3, 2022 · San Francisco, Ca
- C••••••• W••••• M••••••••• formerApr 13, 2018 to Sep 30, 2022 · Atlanta, Ga
- K•••• M••••••••• formerFeb 5, 2018 to Jul 11, 2018 · Atlanta, Ga
- T•• S•••••••• F•••••••• A••••••• BD affiliatedApr 20, 2012 to Feb 5, 2018 · Atlanta, Ga
- S•••••• M••••• L•• independent RIAJun 27, 2006 to Apr 2, 2012 · Atlanta, Ga
- S•• C•••••• A••••••• L•• institutionalJul 27, 2004 to Dec 31, 2006 · Atlanta, Ga
- C••••• A••••••• L•• formerJan 1, 2004 to Aug 25, 2004 · Atlanta, Ga
- I•• A••••••• S••••••• I•• unclassifiedApr 11, 2003 to Jan 1, 2004 · Atlanta, Ga
- C••••••• W••••• M••••••••• to P•••••• W••••• M••••••••• L••left Sep 30, 2022, registered Oct 3, 2022 (3 days) · RIA to RIA
- K•••• M••••••••• to C••••••• W••••• M•••••••••left Jul 11, 2018, registered Apr 13, 2018 (-89 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T•• S•••••••• F•••••••• A••••••• to K•••• M•••••••••left Feb 5, 2018, registered Feb 5, 2018 (0 days) · Other
- S•••••• M••••• L•• to T•• S•••••••• F•••••••• A•••••••left Apr 2, 2012, registered Apr 20, 2012 (18 days) · Other
- S•• C•••••• A••••••• L•• to S•••••• M••••• L••left Dec 31, 2006, registered Jun 27, 2006 (-187 days) · corporate re-registration, not a move
- C••••• A••••••• L•• to S•• C•••••• A••••••• L••left Aug 25, 2004, registered Jul 27, 2004 (-29 days) · Other
- I•• A••••••• S••••••• I•• to C••••• A••••••• L••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
- T••••• M••••• T••••••• left C••••••• W••••• M••••••••• for P•••••• W••••• M••••••••• L•• (registered 2022-10-03)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address