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Advisor at WELLS FARGO ADVISORS
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 19, 2023 | n/a | yes | CHICAGO, IL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2014 | Jun 16, 2023 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 16, 2008 | Jul 9, 2014 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 12, 2003 | Jun 9, 2008 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 15, 2000 | May 14, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 16, 2023 | Jun 19, 2023 | 3 | Channel change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Jul 9, 2014 | Jul 1, 2014 | -8 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Jun 9, 2008 | May 16, 2008 | -24 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | May 14, 2003 | May 12, 2003 | -2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IL:2023-06-16 | Jun 16, 2023 | Jun 19, 2023 | CHICAGO, IL | Firm change |