RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••••• P•••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 19, 2023 · Chicago, Il
- W•••• F•••• A••••••• wirehouseJul 1, 2014 to Jun 16, 2023 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseMay 16, 2008 to Jul 9, 2014 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 12, 2003 to Jun 9, 2008 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 15, 2000 to May 14, 2003 · Chicago, Il
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 16, 2023, registered Jun 19, 2023 (3 days) · channel change inside one enterprise, not a move · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 9, 2014, registered Jul 1, 2014 (-8 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Jun 9, 2008, registered May 16, 2008 (-24 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left May 14, 2003, registered May 12, 2003 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address