DFX Intelligence
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Reading the graph
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Advisor at N•••••• A•••••••
New Orleans, LA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• A••••••• | Bd affiliated wealth | Nov 7, 2016 | n/a | yes | New Orleans, LA|NEW ORLEANS, LA | Current employment |
| F••••• I••••••••• | Independent wealth | Oct 14, 2011 | Sep 6, 2012 | no | CAMAS, WA|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• I••••••••• | N•••••• A••••••• | Sep 6, 2012 | Nov 7, 2016 | 1,523 | Firm change after gap | Other |
| M•• F•••••••• S•••••••• I••• | F••••• I••••••••• | Aug 17, 2009 | Oct 14, 2011 |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 5, 2005 | Aug 17, 2009 | no | BOSCAWEN, NH|LEBANON, NH|SPRINGFIELD, MA|SPRINGFIELD, MA|HARTLAND, VT|WESTBORO, MA | Previous registration |
| M•••••• I••••••••• F••• S••••••• L•• | n/a | Nov 19, 2003 | Dec 31, 2005 | no | WOODBRIDGE, NJ | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jun 13, 2003 | Nov 12, 2003 | no | HANOVER, NH | Previous registration |
| Firm change after gap |
| Other |
| M•••••• I••••••••• F••• S••••••• L•• | M•• F•••••••• S•••••••• I••• | Dec 31, 2005 | Dec 5, 2005 | -26 | Bulk transfer | Other |
| C••••••• S••••••••• I••• | M•••••• I••••••••• F••• S••••••• L•• | Nov 12, 2003 | Nov 19, 2003 | 7 | Firm change | Other |