DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tristram Sanborn Millard
Feed of 09/14/2026
Also filed as Tris Sanborn Millard
At current firm
9 y
since Nov 7, 2016
In the industry
26 y
since Jan 28, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Nov 7, 2016 · New Orleans, La
- Fisher Investments independent RIAOct 14, 2011 to Sep 6, 2012 · Camas, Wa
- Msi Financial Services, Inc. formerDec 5, 2005 to Aug 17, 2009 · Boscawen, Nh
- Metlife Investment Fund Services LLC unclassifiedNov 19, 2003 to Dec 31, 2005 · Woodbridge, Nj
- Citizens Securities, Inc. BD affiliatedJun 13, 2003 to Nov 12, 2003 · Hanover, Nh
Moves
a registration end followed by a registration begin elsewhere
- Fisher Investments to Newedge Advisorsleft Sep 6, 2012, registered Nov 7, 2016 (1523 days) · Other
- Msi Financial Services, Inc. to Fisher Investmentsleft Aug 17, 2009, registered Oct 14, 2011 (788 days) · Other
- Metlife Investment Fund Services LLC to Msi Financial Services, Inc.left Dec 31, 2005, registered Dec 5, 2005 (-26 days) · corporate re-registration, not a move
- Citizens Securities, Inc. to Metlife Investment Fund Services LLCleft Nov 12, 2003, registered Nov 19, 2003 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address