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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

JEFFREY WILLIAM-POWERS TUTTLE

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STUART, FL

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Search this name across graphsid dfx:ria:abe8e0be-ea50-e1de-022b-20188a692d8f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 22, 2010
First registration: Jul 27, 2010
Dual registered: yes, broker-dealer
Other names: Jeffrey William-Powers Tuttle|JEFFREY W TUTTLE|JEFFREY TUTTLE
IAPD individual key: 5728417

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 11, 2020	n/a	yes	STUART, FL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 28, 2019	Dec 11, 2020	no	Stuart, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 4, 2019	Dec 11, 2020	no	Palm Beach Gardens, FL	Previous registration
MORGAN STANLEY	Wirehouse	May 21, 2018	Sep 10, 2018	no	STUART, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Oct 27, 2016	Mar 8, 2018	no	SAINT LOUIS, MO\|STUART, FL	Previous registration
MORGAN STANLEY	Wirehouse	Oct 4, 2010	Dec 9, 2014	no	Vero Beach, FL\|BOCA RATON, FL\|Boca Raton, FL	Previous registration
EDWARD JONES	National bd RIA	Jul 27, 2010	Aug 16, 2010	no	ST LOUIS, MO\|JENSEN BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 11, 2020	Dec 11, 2020	0	Firm change	RIA to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 11, 2020	Jan 28, 2019	-683	Bulk transfer	Other
MORGAN STANLEY	TD AMERITRADE, INC.	Sep 10, 2018	Jan 4, 2019	116	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	MORGAN STANLEY	Mar 8, 2018	May 21, 2018	74	Firm change	Ibd to wirehouse
MORGAN STANLEY	SCOTTRADE INVESTMENT MANAGEMENT	Dec 9, 2014	Oct 27, 2016	688	Firm change after gap	Other
EDWARD JONES	MORGAN STANLEY	Aug 16, 2010	Oct 4, 2010	49	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
169988:149777:FL:2018-03-07	Mar 8, 2018	May 21, 2018	STUART, FL	Firm change

Relationships

Registered with (6)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Dec 11, 2020 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 28, 2019 to Dec 11, 2020factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 4, 2019 to Dec 11, 2020factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 21, 2018 to Sep 10, 2018factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Oct 27, 2016 to Mar 8, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 27, 2010 to Aug 16, 2010factForm ADV

Dated events

No dated event names this entity yet.