DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• W••••••••• T•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseStuart, Fldual registrantIAPD 5728417

Feed of 09/14/2026

Also filed as J•••••• W••••••••• T•••••

At current firm

5 y

since Dec 11, 2020

In the industry

16 y

since Jul 22, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Dec 11, 2020 · Stuart, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Jan 28, 2019 to Dec 11, 2020 · Stuart, Fl
T• A••••••••• I••• former
Jan 4, 2019 to Dec 11, 2020 · Palm Beach Gardens, Fl
M••••• S•••••• wirehouse
May 21, 2018 to Sep 10, 2018 · Stuart, Fl
S•••••••• I••••••••• M••••••••• former
Oct 27, 2016 to Mar 8, 2018 · Saint Louis, Mo
M••••• S•••••• wirehouse
Oct 4, 2010 to Dec 9, 2014 · Vero Beach, Fl
E••••• J•••• national BD
Jul 27, 2010 to Aug 16, 2010 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 11, 2020, registered Dec 11, 2020 (0 days) · RIA to wirehouse
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 11, 2020, registered Jan 28, 2019 (-683 days) · corporate re-registration, not a move
M••••• S•••••• to T• A••••••••• I•••
left Sep 10, 2018, registered Jan 4, 2019 (116 days) · Other
S•••••••• I••••••••• M••••••••• to M••••• S••••••
left Mar 8, 2018, registered May 21, 2018 (74 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
M••••• S•••••• to S•••••••• I••••••••• M•••••••••
left Dec 9, 2014, registered Oct 27, 2016 (688 days) · Other
E••••• J•••• to M••••• S••••••
left Aug 16, 2010, registered Oct 4, 2010 (49 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address