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RIA / WealthAdvisor11 years in industry

DINO DZIERGAS

Advisor at AE WEALTH MANAGEMENT, LLC

Tampa, FL

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Search this name across graphsid dfx:ria:ac1f1dea-9fc8-977b-7810-38adb8367e5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 22, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 22, 2020
First registration: Jul 22, 2022
Dual registered: no
IAPD individual key: 7091679

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 22, 2025	n/a	yes	Tampa, FL	Current employment
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Feb 7, 2025	Nov 20, 2025	no	TAMPA, FL\|PHOENIX, AZ	Previous registration
ACT ADVISORS	Independent wealth	Mar 20, 2024	Oct 21, 2024	no	ASHEVILLE, NC	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jul 22, 2022	Jan 31, 2024	no	Hendersonville, NC\|ASHEVILLE, NC\|Hendersonville, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATIONS INVESTMENT ADVISORS LLC	AE WEALTH MANAGEMENT, LLC	Nov 20, 2025	Dec 22, 2025	32	Firm change	RIA to ibd
ACT ADVISORS	FOUNDATIONS INVESTMENT ADVISORS LLC	Oct 21, 2024	Feb 7, 2025	109	Firm change	RIA to RIA
PRUCO SECURITIES, LLC	ACT ADVISORS	Jan 31, 2024	Mar 20, 2024	49	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 7, 2025 to Nov 20, 2025factForm ADV
→ ACT ADVISORSRegistered adviserregistration: previous registration
Mar 20, 2024 to Oct 21, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 22, 2022 to Jan 31, 2024factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
Dino Dziergas left Foundations Investment Advisors Llc for Ae Wealth Management, Llc (registered 2025-12-22)
Form ADVobserved 5 days ago
Occurred
Oct 21, 2024
Advisor changed firm
Dino Dziergas left Act Advisors for Foundations Investment Advisors Llc (registered 2025-02-07)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Advisor changed firm
Dino Dziergas left Pruco Securities, Llc for Act Advisors (registered 2024-03-20)
Form ADVobserved 5 days ago