DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• D•••••••

A• W••••• M••••••••• L••BD affiliatedTampa, FlIA-onlyIAPD 7091679

Feed of 09/14/2026

At current firm

0 y

since Dec 22, 2025

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A• W••••• M••••••••• L•• BD affiliated current
since Dec 22, 2025 · Tampa, Fl
F••••••••• I••••••••• A••••••• L•• independent RIA
Feb 7, 2025 to Nov 20, 2025 · Tampa, Fl
A•• A••••••• independent RIA
Mar 20, 2024 to Oct 21, 2024 · Asheville, Nc
P•••• S••••••••• L•• no RAUM
Jul 22, 2022 to Jan 31, 2024 · Hendersonville, Nc

Moves

a registration end followed by a registration begin elsewhere

F••••••••• I••••••••• A••••••• L•• to A• W••••• M••••••••• L••
left Nov 20, 2025, registered Dec 22, 2025 (32 days) · RIA to affiliated broker-dealer or bank
A•• A••••••• to F••••••••• I••••••••• A••••••• L••
left Oct 21, 2024, registered Feb 7, 2025 (109 days) · RIA to RIA
P•••• S••••••••• L•• to A•• A•••••••
left Jan 31, 2024, registered Mar 20, 2024 (49 days) · Affiliated broker-dealer or bank to independent RIA

Signals

D••• D••••••• left F••••••••• I••••••••• A••••••• L•• for A• W••••• M••••••••• L•• (registered 2025-12-22)
Nov 20, 2025 · Advisor changed firm · fact
D••• D••••••• left A•• A••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2025-02-07)
Oct 21, 2024 · Advisor changed firm · fact
D••• D••••••• left P•••• S••••••••• L•• for A•• A••••••• (registered 2024-03-20)
Jan 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address