RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M•••• N••••
- Title
- Senior Financial Advisorreportedlighthousegigharbor.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- L••••••••• W••••• S••••••••• L•• independent RIA currentsince Feb 21, 2019 · Gig Harbor, Wa
- S••••• M••••••••• independent RIA currentsince Sep 26, 2016 · Gig Harbor, Wa
- L••••••••• W••••• S••••••••• formerOct 12, 2016 to Oct 17, 2016 · Gig Harbor, Wa
- C•••••• W••••• M••••••••• formerJul 2, 2014 to Jan 3, 2017 · Gig Harbor, Wa
- N•••••••• A•••• M••••••••• independent RIAOct 21, 2011 to Jul 2, 2014 · Gig Harbor, Wa
- C•••••• W••••• M••••••••• to S••••• M•••••••••left Jan 3, 2017, registered Sep 26, 2016 (-99 days) · Other
- L••••••••• W••••• S••••••••• to L••••••••• W••••• S••••••••• L••left Oct 17, 2016, registered Feb 21, 2019 (857 days) · channel change inside one enterprise, not a move · moved with a team
- N•••••••• A•••• M••••••••• to C•••••• W••••• M•••••••••left Jul 2, 2014, registered Jul 2, 2014 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address