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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst27 years in industry

CHARLES FREDERICK FOWLER

Advisor at MARINER

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:ac816483-e8b6-ff7e-0200-cec3d61acd83

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 19, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Jan 21, 2000
First registration: Jan 19, 1999
Dual registered: no
IAPD individual key: 4075979

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Sep 16, 2015	n/a	yes	SAN DIEGO, CA	Current employment
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Feb 28, 2014	Mar 3, 2015	no	CHICAGO, IL	Previous registration
PURE FINANCIAL ADVISORS, LLC	Independent wealth	Aug 27, 2013	Feb 4, 2014	no	SAN DIEGO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 23, 2002	Jan 25, 2010	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 19, 1999	May 10, 2002	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CIBC PRIVATE WEALTH ADVISORS, INC.	Mariner	Mar 3, 2015	Sep 16, 2015	197	Firm change	Other
PURE FINANCIAL ADVISORS, LLC	CIBC PRIVATE WEALTH ADVISORS, INC.	Feb 4, 2014	Feb 28, 2014	24	Firm change	Other
CHARLES SCHWAB & CO., INC.	PURE FINANCIAL ADVISORS, LLC	Jan 25, 2010	Aug 27, 2013	1,310	Firm change after gap	Other
PRUDENTIAL EQUITY GROUP, LLC	CHARLES SCHWAB & CO., INC.	May 10, 2002	May 23, 2002	13	Firm change	Other

Relationships

Registered with (5)

→ MARINERRegistered adviserregistration: current employment
Sep 16, 2015 to presentfactForm ADV
→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 28, 2014 to Mar 3, 2015factForm ADV
→ PURE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 27, 2013 to Feb 4, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 23, 2002 to Jan 25, 2010factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 19, 1999 to May 10, 2002factForm ADV

Dated events

No dated event names this entity yet.