DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Frederick Fowler
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
11 y
since Sep 16, 2015
In the industry
27 y
since Jan 19, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Sep 16, 2015 · San Diego, Ca
- Cibc Private Wealth Advisors, Inc. BD affiliatedFeb 28, 2014 to Mar 3, 2015 · Chicago, Il
- Pure Financial Advisors, LLC independent RIAAug 27, 2013 to Feb 4, 2014 · San Diego, Ca
- Charles Schwab & Co., Inc. national BDMay 23, 2002 to Jan 25, 2010 · San Diego, Ca
- Prudential Equity Group, LLC unclassifiedJan 19, 1999 to May 10, 2002 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cibc Private Wealth Advisors, Inc. to Marinerleft Mar 3, 2015, registered Sep 16, 2015 (197 days) · Other
- Pure Financial Advisors, LLC to Cibc Private Wealth Advisors, Inc.left Feb 4, 2014, registered Feb 28, 2014 (24 days) · Other
- Charles Schwab & Co., Inc. to Pure Financial Advisors, LLCleft Jan 25, 2010, registered Aug 27, 2013 (1310 days) · Other
- Prudential Equity Group, LLC to Charles Schwab & Co., Inc.left May 10, 2002, registered May 23, 2002 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address