DFX Intelligence
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Advisor at L•• F•••••••• L••
AVONDALE, PA | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 15, 2025 | n/a | yes | SAN DIEGO, CA|AVONDALE, PA | Current employment |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Aug 28, 2024 | May 15, 2025 | no | SAN DIEGO, CA|Avondale, PA|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• F•••••••• S•••••••• L••• | L•• F•••••••• L•• | May 15, 2025 | May 15, 2025 | 0 | Bulk transfer | Ibd to ibd |
| P•• W••••• M••••••••• | C••• F•••••••• S•••••••• L••• | Aug 23, 2024 | Aug 28, 2024 |
| P•• W••••• M••••••••• | Bd affiliated wealth | Nov 27, 2023 | Aug 23, 2024 | no | EAST BRADFORD, PA|GLEN MILLS, PA|KENNETT SQUARE, PA | Previous registration |
| T• P•••••• C••••• W••••• L•• | Bd affiliated wealth | Nov 15, 2022 | Nov 24, 2023 | no | EXTON, PA|Marlton, NJ | Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Aug 4, 2020 | Nov 1, 2022 | no | KING OF PRUSSIA, PA | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 9, 2019 | Jul 9, 2020 | no | DEEP RIVER, CT|CONSHOHOCKEN, PA|JOHNSTON, RI | Previous registration |
| C••• F•••••••• S•••••••• L••• | Former SEC adviser | Aug 21, 2006 | Mar 29, 2019 | no | BROOMALL, PA|HAVERFORD, PA|MEDIA, PA|WEST CHESTER, PA|POTTSTOWN, PA|ST. JOSEPH, MI|WEST READING, PA|WYOMISSING, PA|ROCKY HILL, CT|Washington, DC|CHAMBERSBURG, PA|Kensington, MD|Washington, DC|West Grove, PA|Falls Church, VA|Arlington, VA|Potomac, MD|Washington, DC|McLean, VA|Rockville, MD | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Nov 24, 2004 | Aug 25, 2006 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA|PHILADELPHIA, PA | Previous registration |
| M•••• L•• | n/a | Oct 31, 2002 | Nov 3, 2004 | no | RADNOR, PA | Previous registration |
| B•• M••••• S••••••••• C••••••••• | Other adviser | Aug 1, 2002 | Dec 31, 2002 | no | RADNOR, PA | Previous registration |
| 5 |
| Firm change |
| Ibd to ibd |
| T• P•••••• C••••• W••••• L•• | P•• W••••• M••••••••• | Nov 24, 2023 | Nov 27, 2023 | 3 | Firm change | Ibd to ibd |
| F••••••• P••••••• A•• W•••••••• A••••••• | T• P•••••• C••••• W••••• L•• | Nov 1, 2022 | Nov 15, 2022 | 14 | Firm change | Ibd to ibd |
| C••••••• S••••••••• I••• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 9, 2020 | Aug 4, 2020 | 26 | Firm change | Ibd to ibd |
| C••• F•••••••• S•••••••• L••• | C••••••• S••••••••• I••• | Mar 29, 2019 | Apr 9, 2019 | 11 | Firm change | Ibd to ibd |
| C••••••• S••••••••• I••• | C••• F•••••••• S•••••••• L••• | Aug 25, 2006 | Aug 21, 2006 | -4 | Firm change | Other |
| M•••• L•• | C••••••• S••••••••• I••• | Nov 3, 2004 | Nov 24, 2004 | 21 | Firm change | Other |
| B•• M••••• S••••••••• C••••••••• | M•••• L•• | Dec 31, 2002 | Oct 31, 2002 | -61 | Firm change after gap | Other |