DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Glenn Andrew Gardiner

LPL Financial LLCBD affiliatedAvondale, Pa dual registrantIAPD 2624378

Feed of 09/14/2026

Also filed as Glenn Andrew Gardiner

At current firm

1 y

since May 15, 2025

In the industry

31 y

since Jul 24, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 15, 2025 · San Diego, Ca
Cuso Financial Services, L.P. former
Aug 28, 2024 to May 15, 2025 · San Diego, Ca
Pnc Wealth Management BD affiliated
Nov 27, 2023 to Aug 23, 2024 · East Bradford, Pa
Td Private Client Wealth LLC BD affiliated
Nov 15, 2022 to Nov 24, 2023 · Exton, Pa
Fidelity Personal And Workplace Advisors former
Aug 4, 2020 to Nov 1, 2022 · King Of Prussia, Pa
Citizens Securities, Inc. BD affiliated
Apr 9, 2019 to Jul 9, 2020 · Deep River, Ct
Cuso Financial Services, L.P. former
Aug 21, 2006 to Mar 29, 2019 · Broomall, Pa
Citizens Securities, Inc. BD affiliated
Nov 24, 2004 to Aug 25, 2006 · Philadelphia, Pa
Mbsc, LLC unclassified
Oct 31, 2002 to Nov 3, 2004 · Radnor, Pa
Bny Mellon Securities Corporation other
Aug 1, 2002 to Dec 31, 2002 · Radnor, Pa

Moves

a registration end followed by a registration begin elsewhere

Cuso Financial Services, L.P. to LPL Financial LLC
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
Pnc Wealth Management to Cuso Financial Services, L.P.
left Aug 23, 2024, registered Aug 28, 2024 (5 days) · Affiliated broker-dealer or bank to another
Td Private Client Wealth LLC to Pnc Wealth Management
left Nov 24, 2023, registered Nov 27, 2023 (3 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Td Private Client Wealth LLC
left Nov 1, 2022, registered Nov 15, 2022 (14 days) · Affiliated broker-dealer or bank to another
Citizens Securities, Inc. to Fidelity Personal And Workplace Advisors
left Jul 9, 2020, registered Aug 4, 2020 (26 days) · Affiliated broker-dealer or bank to another
Cuso Financial Services, L.P. to Citizens Securities, Inc.
left Mar 29, 2019, registered Apr 9, 2019 (11 days) · Affiliated broker-dealer or bank to another
Citizens Securities, Inc. to Cuso Financial Services, L.P.
left Aug 25, 2006, registered Aug 21, 2006 (-4 days) · Other
Mbsc, LLC to Citizens Securities, Inc.
left Nov 3, 2004, registered Nov 24, 2004 (21 days) · Other
Bny Mellon Securities Corporation to Mbsc, LLC
left Dec 31, 2002, registered Oct 31, 2002 (-61 days) · Other

Signals

Glenn Andrew Gardiner left Pnc Wealth Management for Cuso Financial Services, L.P. (registered 2024-08-28)
Aug 23, 2024 · Advisor changed firm · fact
Glenn Andrew Gardiner left Td Private Client Wealth Llc for Pnc Wealth Management (registered 2023-11-27)
Nov 24, 2023 · Advisor changed firm · fact
Glenn Andrew Gardiner left Fidelity Personal And Workplace Advisors for Td Private Client Wealth Llc (registered 2022-11-15)
Nov 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address