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RIA / WealthAdvisor10 years in industry

Rafael De Oliveira

Advisor at STRATEGY FINANCIAL GROUP

PHOENIX, AZ | Chandler, AZ

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Search this name across graphsid dfx:ria:ad9f51ac-e373-2ac3-08c2-aa2879930c35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Oct 29, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGY FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 28, 2015
First registration: Oct 29, 2015
Dual registered: no
Other names: RAFAEL GALVAO DE OLIVEIRA|Rafael De Oliveira|Rafael G De Oliveira
IAPD individual key: 6473510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGY FINANCIAL GROUP	Independent wealth	Jul 22, 2026	n/a	yes	Chandler, AZ\|PHOENIX, AZ	Current employment
LPL ENTERPRISE, LLC	Bd affiliated wealth	Jan 21, 2026	Jul 24, 2026	no	PHOENIX, AZ	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Nov 19, 2025	Jan 29, 2026	no	PHOENIX, AZ	Previous registration
STRATEGIC WEALTH INVESTMENT GROUP, LLC	Independent wealth	Mar 19, 2025	Oct 17, 2025	no	Peoria, AZ\|LOUISVILLE, KY	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jul 31, 2024	Feb 25, 2025	no	PHOENIX, AZ	Previous registration
FISHER INVESTMENTS	Independent wealth	Dec 8, 2022	Jul 1, 2024	no	PLANO, TX\|Mesa, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 28, 2021	Sep 16, 2022	no	San Antonio, TX\|Phoenix, AZ	Previous registration
FISHER INVESTMENTS	Independent wealth	Feb 14, 2018	Jul 15, 2021	no	PLANO, TX\|CAMAS, WA\|PLANO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 6, 2017	Feb 5, 2018	no	TEMPE, AZ\|Tempe, AZ\|PHOENIX, AZ\|TEMPE, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ\|TEMPE, AZ\|LATHAM, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 11, 2016	Jan 30, 2017	no	Draper, UT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 11, 2016	Jan 30, 2017	no	DRAPER, UT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 29, 2015	Mar 3, 2016	no	CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL ENTERPRISE, LLC	STRATEGY FINANCIAL GROUP	Jul 24, 2026	Jul 22, 2026	-2	Firm change	Ibd to RIA
PRINCIPAL SECURITIES, INC.	LPL ENTERPRISE, LLC	Jan 29, 2026	Jan 21, 2026	-8	Firm change	Ibd to ibd
STRATEGIC WEALTH INVESTMENT GROUP, LLC	PRINCIPAL SECURITIES, INC.	Oct 17, 2025	Nov 19, 2025	33	Firm change	RIA to ibd
PRINCIPAL SECURITIES, INC.	STRATEGIC WEALTH INVESTMENT GROUP, LLC	Feb 25, 2025	Mar 19, 2025	22	Firm change	Ibd to RIA
FISHER INVESTMENTS	PRINCIPAL SECURITIES, INC.	Jul 1, 2024	Jul 31, 2024	30	Firm change	RIA to ibd
CHARLES SCHWAB & CO., INC.	FISHER INVESTMENTS	Sep 16, 2022	Dec 8, 2022	83	Firm change	Ibd to RIA
FISHER INVESTMENTS	CHARLES SCHWAB & CO., INC.	Jul 15, 2021	Jul 28, 2021	13	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FISHER INVESTMENTS	Feb 5, 2018	Feb 14, 2018	9	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 30, 2017	Mar 11, 2016	-325	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 30, 2017	Feb 6, 2017	7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	TD AMERITRADE, INC.	Mar 3, 2016	Mar 11, 2016	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107342:5393:TX:2021-07-15	Jul 15, 2021	Jul 28, 2021	PLANO, TX	Firm change

Relationships

Registered with (9)

→ STRATEGY FINANCIAL GROUPRegistered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Jan 21, 2026 to Jul 24, 2026factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Nov 19, 2025 to Jan 29, 2026factForm ADV
→ STRATEGIC WEALTH INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Mar 19, 2025 to Oct 17, 2025factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Dec 8, 2022 to Jul 1, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 28, 2021 to Sep 16, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 6, 2017 to Feb 5, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 11, 2016 to Jan 30, 2017factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 11, 2016 to Jan 30, 2017factForm ADV

Dated events

Occurred
Jul 24, 2026
Advisor changed firm
Rafael De Oliveira left Lpl Enterprise, Llc for Strategy Financial Group (registered 2026-07-22)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2026
Advisor changed firm
Rafael De Oliveira left Principal Securities, Inc. for Lpl Enterprise, Llc (registered 2026-01-21)
Form ADVobserved 4 days ago
Occurred
Oct 17, 2025
Advisor changed firm
Rafael De Oliveira left Strategic Wealth Investment Group, Llc for Principal Securities, Inc. (registered 2025-11-19)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2025
Advisor changed firm
Rafael De Oliveira left Principal Securities, Inc. for Strategic Wealth Investment Group, Llc (registered 2025-03-19)
Form ADVobserved 4 days ago
Occurred
Jul 1, 2024
Advisor changed firm
Rafael De Oliveira left Fisher Investments for Principal Securities, Inc. (registered 2024-07-31)
Form ADVobserved 4 days ago
Occurred
Sep 16, 2022
Advisor changed firm
Rafael De Oliveira left Charles Schwab & Co., Inc. for Fisher Investments (registered 2022-12-08)
Form ADVobserved 4 days ago