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Advisor at MUTUAL ADVISORS, LLC
OMAHA, NE | St. Petersburg, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Jan 9, 2018 | n/a | yes | St. Petersburg, FL|OMAHA, NE | Current employment |
| PLATINUM WEALTH PARTNERS | Former SEC adviser | Mar 13, 2012 | Jan 11, 2018 | no | TAMPA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 7, 2005 | Feb 24, 2012 | no | ST PETERSBURG, FL|SAINT PETERSBURG, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 18, 2004 | Sep 8, 2005 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PLATINUM WEALTH PARTNERS | MUTUAL ADVISORS, LLC | Jan 11, 2018 | Jan 9, 2018 | -2 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PLATINUM WEALTH PARTNERS | Feb 24, 2012 | Mar 13, 2012 | 18 | Firm change | Other |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 8, 2005 | Sep 7, 2005 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145507:167658:FL:2018-01-10 | Jan 11, 2018 | Jan 9, 2018 | TAMPA, FL | Firm change |