J••••••• L••

Advisor at C•••••• A•••• M••••••••• L••

San Francisco, CA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adc17318-a40d-f4da-23e7-f4e8fdca9ec1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Apr 21, 2026	n/a	yes	CHICAGO, IL\|San Francisco, CA	Current employment
M••••••	Bd affiliated wealth	Jun 12, 2024	Mar 11, 2026	no	San Bruno, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	C•••••• A•••• M••••••••• L••	Mar 11, 2026	Apr 21, 2026	41	Firm change	Ibd to RIA
J••• M••••• P•••••• W••••• A••••••• L••	M••••••	May 20, 2024	Jun 12, 2024

Relationships

Registered with (4)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ M••••••Registered adviserregistration: previous registration
Jun 12, 2024 to Mar 11, 2026factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Jul 10, 2019 to May 20, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 20, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adc17318-a40d-f4da-23e7-f4e8fdca9ec1
First observed: Jul 1, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.