DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• L••

C•••••• A•••• M••••••••• L••independent RIASan Francisco, Ca IA-onlyIAPD 5487789

Feed of 09/14/2026

Also filed as Jennifer H Lam

At current firm

0 y

since Apr 21, 2026

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A•••• M••••••••• L•• independent RIA current
since Apr 21, 2026 · Chicago, Il
M•••••• BD affiliated
Jun 12, 2024 to Mar 11, 2026 · San Bruno, Ca
J••• M••••• P•••••• W••••• A••••••• L•• former
Jul 10, 2019 to May 20, 2024 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 1, 2016 to Jun 26, 2019 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• to C•••••• A•••• M••••••••• L••
left Mar 11, 2026, registered Apr 21, 2026 (41 days) · Affiliated broker-dealer or bank to independent RIA
J••• M••••• P•••••• W••••• A••••••• L•• to M••••••
left May 20, 2024, registered Jun 12, 2024 (23 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• P•••••• W••••• A••••••• L••
left Jun 26, 2019, registered Jul 10, 2019 (14 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J••••••• L•• left Mariner for C•••••• A•••• M••••••••• L•• (registered 2026-04-21)
Mar 11, 2026 · Advisor changed firm · fact
J••••••• L•• left J••• M••••• P•••••• W••••• A••••••• L•• for Mariner (registered 2024-06-12)
May 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address