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L•• D•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

L•• D•••••• H••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Lewisburg, TN | Pulaski, TN | Columbia, TN | COLUMBIA, TN | Lawrenceburg, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:adcd8e71-3233-4e7b-75d0-2795f7c08a50

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 12, 2024	n/a	yes	Pulaski, TN\|Lawrenceburg, TN\|Lewisburg, TN\|Columbia, TN\|COLUMBIA, TN	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Nov 10, 2016	Jan 27, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H•• L••	Dec 10, 2024	Jul 27, 2015	-3,424	Firm change after gap	Other
P•••••• A•••••• G••••• L••	A••••••••• F•••••••• S•••••••• L••	Jan 27, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174302:155216:TN:2016-12-23	Dec 31, 2016	Nov 10, 2016	COLUMBIA, TN	Firm change after gap

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 12, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2011 to Dec 10, 2024factForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 10, 2016 to Jan 27, 2020factForm ADV
→ H•• L••Registered adviser

Dated events

Occurred
Dec 10, 2024
A•••••• firm change
L•• D•••••• H•••• left L•• F•••••••• L•• for H•• L•• (registered 2015-07-27)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:adcd8e71-3233-4e7b-75d0-2795f7c08a50
First observed: Feb 9, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.