L•• D•••••• H••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Nov 12, 2024 · Pulaski, Tn
• P•••••• A•••••• G••••• L•• BD affiliated
  Nov 10, 2016 to Jan 27, 2020 · Columbia, Tn
• H•• L•• unclassified
  Jul 27, 2015 to Dec 31, 2016 · Columbia, Tn
• L•• F•••••••• L•• BD affiliated
  Apr 19, 2011 to Dec 10, 2024 · Spring Hill, Tn
• N••• F•••••••• G••••• I••• former
  Oct 31, 2008 to Apr 18, 2011 · Spring Hill, Tn
• E••••• J•••• national BD
  Feb 9, 2007 to Jun 9, 2008 · Nashville, Tn

• L•• F•••••••• L•• to H•• L••
  left Dec 10, 2024, registered Jul 27, 2015 (-3424 days) · Other
• P•••••• A•••••• G••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Jan 27, 2020, registered Nov 12, 2024 (1751 days) · RIA to affiliated broker-dealer or bank
• H•• L•• to P•••••• A•••••• G••••• L••
  left Dec 31, 2016, registered Nov 10, 2016 (-51 days) · Other · moved with a team
• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Apr 18, 2011, registered Apr 19, 2011 (1 days) · Other
• E••••• J•••• to N••• F•••••••• G••••• I•••
  left Jun 9, 2008, registered Oct 31, 2008 (144 days) · Other

• ••• Locked
  Dec 10, 2024 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address