DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••• A••••••• L••
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• A••••••• L•• | Asset manager | Dec 17, 2012 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| C•••••• W••••• M••••••••• L•• | Independent wealth | Apr 23, 2009 | Dec 12, 2012 | no | NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• W••••• M••••••••• L•• | C•••••• A••••••• L•• | Dec 12, 2012 | Dec 17, 2012 | 5 | Firm change | Other |
| D•• I••••••••• M••••••••• A•••••••• I••• | C•••••• W••••• M••••••••• L•• | May 11, 2004 | Apr 23, 2009 |
| D•• I••••••••• M••••••••• A•••••••• I••• | Other adviser | Mar 28, 2003 | May 11, 2004 | no | CHICAGO, IL | Previous registration |
| 1,808 |
| Firm change after gap |
| Other |