RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• E••• M•••
- C•••••• A••••••• L•• asset manager currentsince Dec 17, 2012 · Indianapolis, In
- C•••••• W••••• M••••••••• L•• independent RIAApr 23, 2009 to Dec 12, 2012 · Naperville, Il
- D•• I••••••••• M••••••••• A•••••••• I••• otherMar 28, 2003 to May 11, 2004 · Chicago, Il
- C•••••• W••••• M••••••••• L•• to C•••••• A••••••• L••left Dec 12, 2012, registered Dec 17, 2012 (5 days) · Other
- D•• I••••••••• M••••••••• A•••••••• I••• to C•••••• W••••• M••••••••• L••left May 11, 2004, registered Apr 23, 2009 (1808 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address