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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

Daniel Evan Colluccio

Advisor at SCHWAB WEALTH ADVISORY, INC.

Basking Ridge, NJ

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Search this name across graphsid dfx:ria:ae7a8ebd-05f4-89ff-63ae-30bea6fe5042

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 29, 2006
First registration: Jun 5, 2006
Dual registered: yes, broker-dealer
Other names: DANIEL E COLLUCCIO
IAPD individual key: 5015215

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Dec 16, 2025	n/a	yes	Basking Ridge, NJ	Current employment
M&T SECURITIES, INC.	n/a	Jul 25, 2018	Jun 9, 2021	no	PARAMUS, NJ\|BUFFALO, NY\|BUFFALO, NY\|Iselin, NJ\|BUFFALO, NY\|New York, NY\|Iselin, NJ	Previous registration
WBI INVESTMENTS, LLC	Independent wealth	Sep 8, 2014	Jul 9, 2018	no	RED BANK, NJ	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 29, 2013	Aug 14, 2014	no	San Diego, CA	Previous registration
BLACKROCK FUND ADVISORS	Asset manager	Feb 8, 2008	Jul 25, 2013	no	JERSEY CITY, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 5, 2006	Jan 3, 2008	no	FLORHAM PARK, NJ\|FLORHAM PARK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M&T SECURITIES, INC.	SCHWAB WEALTH ADVISORY, INC.	Jun 9, 2021	Dec 16, 2025	1,651	Firm change after gap	Other
WBI INVESTMENTS, LLC	M&T SECURITIES, INC.	Jul 9, 2018	Jul 25, 2018	16	Firm change	Other
TD AMERITRADE, INC.	WBI INVESTMENTS, LLC	Aug 14, 2014	Sep 8, 2014	25	Firm change	Other
BLACKROCK FUND ADVISORS	TD AMERITRADE, INC.	Jul 25, 2013	Aug 29, 2013	35	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BLACKROCK FUND ADVISORS	Jan 3, 2008	Feb 8, 2008	36	Firm change	Other

Relationships

Registered with (6)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Jul 25, 2018 to Jun 9, 2021factForm ADV
→ WBI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 8, 2014 to Jul 9, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 29, 2013 to Aug 14, 2014factForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
Feb 8, 2008 to Jul 25, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 5, 2006 to Jan 3, 2008factForm ADV

Dated events

No dated event names this entity yet.